II. The Awakening of the Self
1911 work with the author’s 1930 preface; complete CCEL transcription
Evelyn Underhill
F irst in the sequence of the mystic states, we must consider that decisive event, the awakening of the transcendental consciousness.
This awakening, from the psychological point of view, appears to be an intense form of the phenomenon of “conversion”; and closely akin to those deep and permanent conversions of the adult type which some religious psychologists call “sanctification.” 342 It is a disturbance of the equilibrium of the self, which results in the shifting of the field of consciousness from lower to higher levels, with a consequent removal of the centre of interest from the subject to an object now brought into view: the necessary beginning of any process of transcendence. It must not, however, be confused or identified with religious conversion as ordinarily understood: the sudden and emotional acceptance of theological beliefs which the self had previously either rejected or treated as conventions dwelling upon the margin of consciousness and having no meaning for her actual life. The mechanical process may be much the same; but the material involved, the results attained, belong to a higher order of reality.
“Conversion,” says Starbuck, in words which are really far more descriptive of mystical awakening than of the revivalistic phenomena encouraged by American Protestantism, “is primarily an unselfing. The first birth of the individual is into his own little world. He is controlled by the deep-seated instincts of self-preservation and self-enlargement—instincts which are, doubtless, a direct inheritance from his brute ancestry. The universe is organized around his own personality as a centre.” Conversion, then, is “the larger world-consciousness now pressing in on the individual consciousness. Often it breaks in suddenly and becomes a great new revelation. This is the first aspect of conversion: the person emerges from a smaller limited world of existence into a larger world of being. His life becomes swallowed up in a larger whole.” 343
All conversion entails the abrupt or gradual emergence of intuitions from below the threshold, the consequent remaking of the field of consciousness, an alteration in the self’s attitude to the world. “It is,” says Pratt, “a change of taste—the most momentous one that ever occurs in human experience.” 344 But in the mystic this process is raised to the nth degree of intensity, for in him it means the first emergence of that passion for the Absolute which is to constitute his distinctive character: an emergence crucial in its effect on every department of his life. Those to whom it happens, often enough, are already “religious”: sometimes deeply and earnestly so. Rulman Merswin, St. Catherine of Genoa, George Fox, Lucie-Christine—all these had been bred up in piety, and accepted in its entirety the Christian tradition. They were none the less conscious of an utter change in their world when this opening of the soul’s eye took place.
Sometimes the emergence of the mystical consciousness is gradual, unmarked by any definite crisis. The self slides gently, almost imperceptibly, from the old universe to the new. The records of mysticism, however, suggest that this is exceptional: that travail is the normal accompaniment of birth. In another type, of which George Fox is a typical example, there is no conversion in the ordinary sense; but a gradual and increasing lucidity, of which the beginning has hardly been noticed by the self, intermittently accompanies the pain, misery of mind, and inward struggles characteristic of the entrance upon the Way of Purgation. Conversion and purification then go hand in hand, finally shading off into the serenity of the Illuminated State. Fox’s “Journal” for the year 1647 contains a vivid account of these “showings” or growing transcendental perceptions of a mind not yet at one with itself, and struggling towards clearness of sight. “Though my exercises and troubles,” he says, “were very great, yet were they not so continual but I had some intermissions, and was sometimes brought into such a heavenly joy that I thought I had been in Abraham’s bosom. . . . Thus in the deepest miseries, and in the greatest sorrows and temptations that many times beset me, the Lord in His mercy did keep me. I found that there were two thirsts in me, the one after the creatures to get help and strength there; and the other after the Lord, the Creator. . . . It was so with me, that there seemed to be two pleadings in me. . . .
One day when I had been walking solitarily abroad and was come home, I was wrapped up in the love of God, so that I could not but admire the greatness of his love. While I was in that condition it was opened unto me by the eternal Light and Power, and I saw clearly therein. . . . But O! then did I see my troubles, trials, and temptations more clearly than ever I had done.” 345
The great oscillations of the typical mystic between joy and pain are here replaced by a number of little ones. The “two thirsts” of the superficial and spiritual consciousness assert themselves by turns. Each step towards the vision of the Real brings with it a reaction. The nascent transcendental powers are easily fatigued, and the pendulum of self takes a shorter swing. “I was swept up to Thee by Thy Beauty, and torn away from Thee by my own weight,” says St. Augustine, crystallizing the secret of this experience in an unforgettable phrase. 346
Commonly, however, if we may judge from those first-hand accounts which we possess, mystic conversion is a single and abrupt experience, sharply marked off from the long, dim struggles which precede and succeed it. It usually involves a sudden and acute realization of a splendour and adorable reality in the world—or sometimes of its obverse, the divine sorrow at the heart of things—never before perceived. In so far as I am acquainted with the resources of language, there are no words in which this realization can be described. It is of so actual a nature that in comparison the normal world of past perception seems but twilit at the best. Consciousness has suddenly changed its rhythm and a new aspect of the universe rushes in. The teasing mists are swept away, and reveal, if only for an instant, the sharp outline of the Everlasting Hills. “He who knows this will know what I say, and will be convinced that the soul has then another life.” 347
In most cases, the onset of this new consciousness seems to the self so sudden, so clearly imposed from without rather than developed from within, as to have a supernatural character. The typical case is, of course, that of St. Paul: the sudden light, the voice, the ecstasy, the complete alteration of life. We shall see, however, when we come to study the evidence of those mystics who have left a detailed record of their preconverted state, that the apparently abrupt conversion is really, as a rule, the sequel and the result of a long period of restlessness, uncertainty, and mental stress. The deeper mind stirs uneasily in its prison, and its emergence is but the last of many efforts to escape. The temperament of the subject, his surroundings, the vague but persistent apprehensions of a supersensual reality which he could not find yet could not forget; all these have prepared him for it. 348
When, however, the subconscious intuitions, long ago quickened, are at last brought to birth and the eyes are opened on new light—and it is significant that an actual sense of blinding radiance is a constant accompaniment of this state of consciousness—the storm and stress, the vague cravings and oscillations of the past life are forgotten. In this abrupt recognition of reality “all things are made new”: from this point the life of the mystic begins. Conversion of this sort has, says De Sanctis, three marked characteristics: a sense of liberation and victory: a conviction of the nearness of God: a sentiment of love towards God. 349 We might describe it as a sudden, intense, and joyous perception of God immanent in the universe; of the divine beauty and unutterable power and splendour of that larger life in which the individual is immersed, and of a new life to be lived by the self in correspondence with this now dominant fact of existence. “Suddenly,” says the French contemplative Lucie-Christine of the beginning of her mystical life, “I saw before my inward eyes these words— God only . . . they were at the same time a Light, an Attraction and a Power. A Light which showed me how I could belong completely to God alone in this world, and I saw that hitherto I had not well understood this; an Attraction by which my heart was subdued and delighted; a Power which inspired me with a generous resolution and somehow placed in my hands the means of carrying it out.” 350
I will here set down for comparison a few instances of such mystical conversion; quoting, where this is available, the actual description left by the subject of his own experience, or in default of it, the earliest authentic account. In these cases, when grouped together, we shall see certain constant characteristics, from which it may be possible to deduce the psychological law to which they owe their peculiar form.
First in point of time, and perhaps also in importance, amongst those I have chosen, is the case of that great poet and contemplative, that impassioned lover of the Absolute, St. Francis of Assisi. The fact that St. Francis wrote little and lived much, that his actions were of unequalled simplicity and directness, long blinded his admirers to the fact that he is a typical mystic: the only one, perhaps, who forced the most trivial and sordid circumstances of sensual life to become perfect expressions of Reality.
Now the opening of St. Francis’s eyes, which took place in A.D. 1206 when he was twenty-four years old, had been preceded by a long, hard struggle between the life of the world and the persistent call of the spirit. His mind, in modern language, had not unified itself. He was a high-spirited boy, full of vitality: a natural artist, with all the fastidiousness which the artistic temperament involves. War and pleasure both attracted him, and upon them, says his legend, he “miserably squandered and wasted his time.” 351 Nevertheless, he was vaguely dissatisfied. In the midst of festivities, he would have sudden fits of abstraction: abortive attempts of the growing transcendental consciousness, still imprisoned below the threshold but aware of and in touch with the Real, to force itself to the surface and seize the reins. “Even in ignorance,” says Thomas of Celano again, “he was being led to perfect knowledge.” He loved beauty, for he was by nature a poet and a musician, and shrank instinctively from contact with ugliness and disease. But something within ran counter to this temperamental bias, and sometimes conquered it. He would then associate with beggars, tend the leprous, perform impulsive acts of charity and self-humiliation. 352
When this divided state, described by the legend as “the attempt to flee God’s hand,” had lasted for some years, it happened one day that he was walking in the country outside the gates of Assisi, and passed the little church of S. Damiano, “the which” (I again quote from Thomas of Celano’s “Second Life”) “was almost ruinous and forsaken of all men. And, being led by the Spirit, he went in to pray; and he fell down before the Crucifix in devout supplication, and having been smitten by unwonted visitations, found himself another man than he who had gone in.”
Here, then, is the first stage of conversion. The struggle between two discrepant ideals of life has attained its term. A sudden and apparently “irrational” impulse to some decisive act reaches the surface-consciousness from the seething deeps. The impulse is followed; and the swift emergence of the transcendental sense results. This “unwonted visitation” effects an abrupt and involuntary alteration in the subject’s consciousness: whereby he literally “finds himself another man.” He is as one who has slept and now awakes. The crystallization of this new, at first fluid apprehension of Reality in the form of vision and audition: the pointing of the moral, the direct application of truth to the awakened self, follow. “And whilst he was thus moved, straightway—a thing unheard of for long ages!—the painted image of Christ Crucified spoke to him from out its pictured lips. And, calling him by his name, “Francis,” it said, “go, repair My house, the which as thou seest is falling into decay.” And Francis trembled, being utterly amazed, and almost as it were carried away by these words. And he prepared to obey, for he was wholly set on the fulfilling of this commandment. But forasmuch as he felt that the change he had undergone was ineffable, it becomes us to be silent concerning it. . . .” From this time he “gave untiring toil to the repair of that Church.
For though the words which were said to him concerned that divine Church which Christ bought with His own Blood, he would not hasten to such heights, but little by little from things of the flesh would pass to those of the Spirit.” 353
In a moment of time, Francis’s whole universe has suffered complete rearrangement. There are no hesitations, no uncertainties. The change, which he cannot describe, he knows to be central for life. Not for a moment does he think of disobeying the imperative voice which speaks to him from a higher plane of reality and demands the sacrifice of his career.
Compare now with the experience of St. Francis that of another great saint and mystic, who combined, as he did, the active with the contemplative life. Catherine of Genoa, who seems to have possessed from childhood a religious nature, was prepared for the remaking of her consciousness by years of loneliness and depression, the result of an unhappy marriage. She, like St. Francis—but in sorrow rather than in joy—had oscillated between the world, which did not soothe her, and religion, which helped her no more. At last, she had sunk into a state of dull wretchedness, a hatred alike of herself and of life.
Her emancipation was equally abrupt. In the year 1474, she being twenty-six years old, “The day after the feast of St. Benedict (at the instance of her sister that was a nun), Catherine went to make her confession to the confessor of that nunnery; but she was not disposed to do it. Then said her sister, ‘At least go and recommend yourself to him, because he is a most worthy religious’; and in fact he was a very holy man. And suddenly, as she knelt before him, she received in her heart the wound of the unmeasured Love of God, with so clear a vision of her own misery and her faults, and of the goodness of God, that she almost fell upon the ground. And by these sensations of infinite love, and of the offenses that had been done against this most sweet God, she was so greatly drawn by purifying affection away from the poor things of this world that she was almost beside herself, and for this she cried inwardly with ardent love, ‘No more world! no more sin!’ And at this point if she had possessed a thousand worlds, she would have thrown all of them away. . . . And she returned home, kindled and deeply wounded with so great a love of God, the which had been shown her inwardly, with the sight of her own wretchedness, that she seemed beside herself. And she shut herself in a chamber, the most secluded she could find, with burning sighs.
And in this moment she was inwardly taught the whole practice of orison: but her tongue could say naught but this—‘O Love, can it be that thou has called me with so great a love, and made me to know in one instant that which worlds cannot express?’” This intuition of the Absolute was followed by an interior vision of Christ bearing the Cross, which further increased her love and self-abasement. “And she cried again, ‘O Love, no more sins! no more sins!’ And her hatred of herself was more than she could endure.” 354
Of this experience Von Hügel says, “If the tests of reality in such things are their persistence and large and rich spiritual applicability and fruitfulness, then something profoundly real and important took place in the soul of that sad and weary woman of six-and-twenty, within that convent-chapel, at that Annunciation-tide.” 355 It is certain that for St. Catherine, as for St. Francis, an utterly new life did, literally, begin at this point. The centre of interest was shifted and the field of consciousness remade. She “knew in an instant that which words cannot express.” Some veil about her heart was torn away; so abruptly, that it left a wound behind. For the first time she saw and knew the Love in which life is bathed; and all the energy and passion of a strong nature responded to its call.
The conversion of Madame Guyon to the mystic life, as told by herself in the eighth chapter of Part I. of her Autobiography—“How a holy Religious caused her to find God within her heart, with Admirable Results,” is its characteristic title—is curiously like a dilute version of this experience of St. Catherine’s. It, too, followed upon a period of mental distress; also the result of an uncongenial marriage. But since Madame Guyon’s unbalanced, diffuse, and sentimental character entirely lacks the richness and dignity, the repressed ardours and exquisite delicacy of St. Catherine’s mind, so, too, her account of her own interior processes is marred by a terrible and unctuous interest in the peculiar graces vouchsafed to her. 356
Madame Guyon’s value to the student of mysticism partly consists in this feeble quality of her surface-intelligence, which hence had little or no modifying or contributory effect upon her spiritual life and makes her an ideal “laboratory specimen” for the religious psychologist. True to her great principle of passivity or “quiet,” it lets the uncriticized interior impulses have their way; thus we are able to observe their workings uncomplicated by the presence of a vigorous intellect or a disciplined will. The wind that bloweth where it listeth whistles through her soul: and the response which she makes is that of a weathercock rather than a windmill. She moves to every current; she often mistakes a draught for the divine breath; she feels her gyrations to be of enormous importance. But in the description of her awakening to the deeper life, even her effusive style acquires a certain dignity. 357
Madame Guyon had from her childhood exhibited an almost tiresome taste for pious observances. At twelve years old she studied St. François de Sales and St. Jeanne Françoise de Chantal; begged her confessor to teach her the art of mental prayer; and when he omitted to do so, tried to teach herself, but without result. 358 She wished at this time to become a nun of the Visitation, as St. Catherine at the same age wanted to be an Augustinian canoness; but as the longings of little girls of twelve for the cloister are seldom taken seriously, we are not surprised to find the refusal of her parents’ consent chronicled in the chapter which is headed “ Diverses croix chez M. son père .” Growing up into an unusually beautiful young woman, she went into society, and for a short time enjoyed life in an almost worldly way. Her marriage with Jacques Guyon, however—a marriage of which she signed the articles without even being told the bridegroom’s name—put an end to her gaiety. “The whole town was pleased by this marriage; and in all this rejoicing only I was sad . . . hardly was I married, when the remembrance of my old desire to be a nun overcame me.” 359
Source notes
See Starbuck, “The Psychology of Religion,” cap. xxix.
Op. cit., cap. xii.
J. B. Pratt, “The Religious Consciousness,” cap. xiii. The whole chapter deserve careful study.
Journal of George Fox, cap. i.
Aug. Conf., bk. vii. cap. xvii. We can surely trace the influence of such an experience in St. Paul’s classic description of the “endopsychic conflict”: Rom. vii. 14-25.
Plotinus, Ennead vi. 9.
“It is certain,” says De Sanctis, “that when we attempt to probe deeper in our study of sudden converts, we discover that the coup de foudre , which in the main is observable in only a small minority of conversions, is in fact the least significant, though the most Esthetic, moment of the conversion.” (“Religious Conversion,” Eng. trans., p. 65. Compare St. Augustine’s Confessions, with their description of the years of uncertainty and struggle which prepared him for the sudden and final “Tolle, lege!” that initiated him into the long-sought life of Reality.)
Op. cit. , p. 171.
“Journal Spirituel de Lucie-Christine,” p. 11.
Thomas of Celano, Legenda Prima, cap. 1.
Thomas of Celano, Legenda Secunda, cap. v. Compare P. Sabatier. “Vie de S. François d’Assise,” cap. ii., where the authorities are fully set out.
Thomas of Celano, Legenda Secunda, cap. vi.
“Vita e Dottrina di Santa Caterina da Genova,” cap ii.
Von Hügel, “The Mystical Element of Religion,” vol. ii p. 29.
It is clear from the heading of cap. x. (pt. i.) of her Autobiography that Madame Guyon’s editors were conscious, if she was not, of some of the close coincidences between her experiences and those of St. Catherine of Genoa. The parallel between their early years is so exact and descends to such minute details that I am inclined to think that the knowledge of this resemblance, and the gratification with which she would naturally regard it, has governed or modified her memories of this past. Hence a curious and hitherto unnoticed case of “unconscious spiritual plagiarism.”
For a thoroughly hostile account see Leuba: ‘The Psychology of Religious Mysticism,” cap. iv.