CHAPTER XI. ANIMISM.
Project Gutenberg EPUB3 edition
Tylor, Edward B. (Edward Burnett)
A characteristic story from old Scandinavia is that of the Norse chief Ingimund, who shut up three Finns in a hut for three nights, that they might visit Iceland and inform him of the lie of the country where he was to settle; their bodies became rigid, they sent their souls on the errand, and awakening after the three days they gave a description of the Vatnsdæl.[661] The typical classic case is the story of Hermotimos, whose prophetic soul went out from time to time to visit distant regions, till at last his wife burnt the lifeless body on the funeral pile, and when the poor soul came back, there was no longer a dwelling for it to animate.[662] A group of the legendary visits to the spirit-world; which will be described in the next chapter, belong to this class. A typical spiritualistic instance may be quoted from Jung-Stilling, who says that examples have come to his knowledge of sick persons who, longing to see absent friends, have fallen into a swoon during which they have appeared to the distant objects of their affection.[663] As an illustration from our own folklore, the well-known superstition may serve, that fasting watchers on St.
John’s Eve may see the apparitions of those doomed to die during the year come with the clergyman to the church door and knock; these apparitions are spirits who come forth from their bodies, for the minister has been noticed to be much troubled in his sleep while his phantom was thus engaged, and when one of a party of watchers fell into a sound sleep and could not be roused, the others saw his apparition knock at the church door.[664] Modern Europe has indeed kept closely enough to the lines of early philosophy, for such ideas to have little strangeness to our own time. Language preserves record of them in such expressions as ‘out of oneself,’ ‘beside oneself,’ ‘in an ecstasy,’ and he who says that his spirit goes forth to meet a friend, can still realize in the phrase a meaning deeper than metaphor.
This same doctrine forms one side of the theory of dreams prevalent among the lower races. Certain of the Greenlanders, Cranz remarks, consider that the soul quits the body in the night and goes out hunting, dancing, and visiting; their dreams, which are frequent and lively, having brought them to this opinion.[665] Among the Indians of North America, we hear of the dreamer’s soul leaving his body and wandering in quest of things attractive to it. These things the waking man must endeavour to obtain, lest his soul be troubled, and quit the body altogether.[666] The New Zealanders considered the dreaming soul to leave the body and return, even travelling to the region of the dead to hold converse with its friends.[667] The Tagals of Luzon object to waking a sleeper, on account of the absence of his soul.[668] The Karens, whose theory of the wandering soul has just been noticed, explain dreams to be what this là sees and experiences in its journeys when it has left the body asleep. They even account with much acuteness for the fact that we are apt to dream of people and places which we knew before; the leip-pya, they say, can only visit the regions where the body it belongs to has been already.[669] Onward from the savage state, the idea of the spirit’s departure in sleep may be traced into the speculative philosophy of higher nations, as in the Vedanta system, and the Kabbala.[670] St. Augustine tells one of the double narratives which so well illustrate theories of this kind.
The man who tells Augustine the story relates that, at home one night before going to sleep, he saw coming to him a certain philosopher, most well known to him, who then expounded to him certain Platonic passages, which when asked previously he had refused to explain. And when he (afterwards) enquired of this philosopher why he did at his house what he had refused to do when asked at his own: ‘I did not do it,’ said the philosopher, ‘but I dreamt I did.’ And thus, says Augustine, that was exhibited to one by phantastic image while waking, which the other saw in a dream.[671] European folklore, too, has preserved interesting details of this primitive dream-theory, such as the fear of turning a sleeper over lest the absent soul should miss the way back. King Gunthram’s legend is one of a group interesting from the same point of view.
The king lay in the wood asleep with his head in his faithful henchman’s lap; the servant saw as it were a snake issue from his lord’s mouth and run to the brook, but it could not pass, so the servant laid his sword across the water, and the creature ran along it and up into a mountain; after a while it came back and returned into the mouth of the sleeping king, who waking told him how he had dreamt that he went over an iron bridge into a fountain full of gold.[672] This is one of those instructive legends which preserve for us, as in a museum, relics of an early intellectual condition of our Aryan race, in thoughts which to our modern minds have fallen to the level of quaint fancy, but which still remain sound and reasonable philosophy to the savage. A Karen at this day would appreciate every point of the story; the familiar notion of spirits not crossing water which he exemplifies in his Burmese forests by stretching threads across the brook for the ghosts to pass along; the idea of the soul going forth embodied in an animal; and the theory of the dream being a real journey of the sleeper’s soul. Finally, this old belief still finds, as such beliefs so often do, a refuge in modern poetry:
‘Yon child is dreaming far away,
And is not where he seems.’
This opinion, however, only constitutes one of several parts of the theory of dreams in savage psychology. Another part has also a place here, the view that human souls come from without to visit the sleeper, who sees them as dreams. These two views are by no means incompatible. The North American Indians allowed themselves the alternative of supposing a dream to be either a visit from the soul of the person or object dreamt of, or a sight seen by the rational soul, gone out for an excursion while the sensitive soul remains in the body.[673] So the Zulu may be visited in a dream by the shade of an ancestor, the itongo, who comes to warn him of danger, or he may himself be taken by the itongo in a dream to visit his distant people, and see that they are in trouble; as for the man who is passing into the morbid condition of the professional seer, phantoms are continually coming to talk to him in his sleep, till he becomes, as the expressive native phrase is, ‘a house of dreams.’[674] In the lower range of culture, it is perhaps most frequently taken for granted that a man’s apparition in a dream is a visit from his disembodied spirit, which the dreamer, to use an expressive Ojibwa idiom, ‘sees when asleep.’
Such a thought comes out clearly in the Fijian opinion that a living man’s spirit may leave the body, to trouble other people in their sleep;[675] or in a recent account of an old Indian woman of British Columbia sending for the medicine-man to drive away the dead people who came to her every night.[676] A modern observer’s description of the state of mind of the negroes of West Africa in this respect is extremely characteristic and instructive. ‘All their dreams are construed into visits from the spirits of their deceased friends. The cautions, hints, and warnings which come to them through this source are received with the most serious and deferential attention, and are always acted upon in their waking hours. The habit of relating their dreams, which is universal, greatly promotes the habit of dreaming itself, and hence their sleeping hours are characterized by almost as much intercourse with the dead as their waking are with the living. This is, no doubt, one of the reasons of their excessive superstitiousness. Their imaginations become so lively that they can scarcely distinguish between their dreams and their waking thoughts, between the real and the ideal, and they consequently utter falsehood without intending, and profess to see things which never existed.’[677]
To the Greek of old, the dream-soul was what to the modern savage it still is. Sleep, loosing cares of mind, fell on Achilles as he lay by the sounding sea, and there stood over him the soul of Patroklos, like to him altogether in stature, and the beauteous eyes, and the voice, and the garments that wrapped his skin; he spake, and Achilles stretched out to grasp him with loving hands, but caught him not, and like a smoke the soul sped twittering below the earth. Along the ages that separate us from Homeric times, the apparition in dreams of men living or dead has been a subject of philosophic speculation and of superstitious fear.[678] Both the phantom of the living and the ghost of the dead figure in Cicero’s typical tale. Two Arcadians came to Megara together, one lodged at a friend’s house, the other at an inn. In the night this latter appeared to his fellow-traveller, imploring his help, for the innkeeper was plotting his death; the sleeper sprang up in alarm, but thinking the vision of no consequence went to sleep again. Then a second time his companion appeared to him, to entreat that though he had failed to help, he would at least avenge, for the innkeeper had killed him and hidden his body in a dung-cart, wherefore he charged his fellow-traveller to be early next morning at the city-gate before the cart passed out.
Struck with this second dream, the traveller went as bidden, and there found the cart; the body of the murdered man was in it, and the innkeeper was brought to justice. ‘Quid hoc somnio dici potest divinius!’[679] Augustine discusses with reference to the nature of the soul various dream-stories of his time, where the apparitions of men dead or living are seen in dreams. In one of the latter he himself figured, for when a disciple of his, Eulogius the rhetor of Carthage, once could not get to sleep for thinking of an obscure passage in Cicero’s Rhetoric, that night Augustine came to him in a dream and explained it. But Augustine’s tendency was toward the modern theory of dreams, and in this case he says it was certainly his image that appeared, not himself, who was far across the sea, neither knowing nor caring about the matter.[680] As we survey the immense series of dream-stories of similar types in patristic, mediæval, and modern literature, we may find it difficult enough to decide which are truth and which are fiction. But along the course of these myriad narratives of human phantoms appearing in dreams to cheer or torment, to warn or inform, or to demand fulfilment of their own desires, the problem of dream-apparitions may be traced in progress of gradual determination, from the earlier conviction that a disembodied soul really comes into the presence of the sleeper, toward the later opinion that such a phantasm is produced in the dreamer’s mind without the perception of any external objective figure.
The evidence of visions corresponds with the evidence of dreams in their bearing on primitive theories of the soul,[681] and the two classes of phenomena substantiate and supplement one another. Even in healthy waking life, the savage or barbarian has never learnt to make that rigid distinction between subjective and objective, between imagination and reality, to enforce which is one of the main results of scientific education. Still less, when disordered in body and mind he sees around him phantom human forms, can he distrust the evidence of his very senses. Thus it comes to pass that throughout the lower civilization men believe, with the most vivid and intense belief, in the objective reality of the human spectres which they see in sickness, exhaustion, or excitement. As will be hereafter noticed, one main reason of the practices of fasting, penance, narcotising by drugs, and other means of bringing on morbid exaltation, is that the patients may obtain the sight of spectral beings, from whom they look to gain spiritual knowledge and even worldly power. Human ghosts are among the principal of these phantasmal figures.
There is no doubt that honest visionaries describe ghosts as they really appear to their perception, while even the impostors who pretend to see them conform to the descriptions thus established; thus, in West Africa, a man’s kla or soul, becoming at his death a sisa or ghost, can remain in the house with the corpse, but is only visible to the wong-man, the spirit-doctor.[682] Sometimes the phantom has the characteristic quality of not being visible to all of an assembled company. Thus the natives of the Antilles believed that the dead appeared on the roads when one went alone, but not when many went together;[683] thus among the Finns the ghosts of the dead were to be seen by the shamans, but not by men generally unless in dreams.[684] Such is perhaps the meaning of the description of Samuel’s ghost, visible to the witch of Endor, but not to Saul, for he has to ask her what it is she sees.[685] Yet this test of the nature of an apparition is one which easily breaks down. We know well how in civilized countries a current rumour of some one having seen a phantom is enough to bring a sight of it to others whose minds are in a properly receptive state. The condition of the modern ghost-seer, whose imagination passes on such slight excitement into positive hallucination is rather the rule than the exception among uncultured and intensely imaginative tribes, whose minds may be thrown off their balance by a touch, a word, a gesture, an unaccustomed noise.
Among savage tribes, however, as among civilized races who have inherited remains of early philosophy formed under similar conditions, the doctrine of visibility or invisibility of phantoms has been obviously shaped with reference to actual experience. To declare that souls or ghosts are necessarily either visible or invisible, would directly contradict the evidence of men’s senses. But to assert or imply, as the lower races do, that they are visible sometimes and to some persons, but not always or to every one, is to lay down an explanation of facts which is not indeed our usual modern explanation, but which is a perfectly rational and intelligible product of early science.
Without discussing on their merits the accounts of what is called ‘second sight,’ it may be pointed out that they are related among savage tribes, as when Captain Jonathan Carver obtained from a Cree medicine-man a true prophecy of the arrival of a canoe with news next day at noon; or when Mr. J. Mason Brown, travelling with two voyageurs on the Coppermine River, was met by Indians of the very band he was seeking, these having been sent by their medicine-man, who, on enquiry, stated that ‘He saw them coming, and heard them talk on their journey.’[686] These are analogous to accounts of the Highland second-sight, as when Pennant heard of a gentleman of the Hebrides, said to have the convenient gift of foreseeing visitors in time to get ready for them, or when Dr. Johnson was told by another laird that a labouring man of his had predicted his return to the island, and described the peculiar livery his servant had been newly dressed in.[687]
As a general rule, people are apt to consider it impossible for a man to be in two places at once, and indeed a saying to that effect has become a popular saw. But the rule is so far from being universally accepted, that the word ‘bilocation’ has been invented to express the miraculous faculty possessed by certain Saints of the Roman Church, of being in two places at once; like St. Alfonso di Liguori, who had the useful power of preaching his sermon in church while he was confessing penitents at home.[688] The reception and explanation of these various classes of stories fit perfectly with the primitive animistic theory of apparitions, and the same is true of the following most numerous class of the second-sight narratives.
Death is the event which, in all stages of culture, brings thought to bear most intensely, though not always most healthily, on the problems of psychology. The apparition of the disembodied soul has in all ages been thought to bear especial relation to its departure from its body at death. This is well shown by the reception not only of a theory of ghosts, but of a special doctrine of ‘wraiths’ or ‘fetches.’ Thus the Karens say that a man’s spirit, appearing after death, may thus announce it.[689] In New Zealand it is ominous to see the figure of an absent person, for if it be shadowy and the face not visible, his death may ere long be expected, but if the face be seen he is dead already. A party of Maoris (one of whom told the story) were seated round a fire in the open air, when there appeared, seen only by two of them, the figure of a relative left ill at home; they exclaimed, the figure vanished, and on the return of the party it appeared that the sick man had died about the time of the vision.[690] Examining the position of the doctrine of wraiths among the higher races, we find it especially prominent in three intellectual districts, Christian hagiology, popular folklore, and modern spiritualism. St. Anthony saw the soul of St. Ammonius carried to heaven in the midst of choirs of angels, the same day that the holy hermit died five days’ journey off in the desert of Nitria; when St.
Ambrose died on Easter Eve, several newly-baptized children saw the holy bishop, and pointed him out to their parents, but these with their less pure eyes could not behold him; and so forth.[691] Folklore examples abound in Silesia and the Tyrol, where the gift of wraith-seeing still flourishes, with the customary details of funerals, churches, four-cross-roads, and headless phantoms, and an especial association with New Year’s Eve. The accounts of ‘second-sight’ from North Britain mostly belong to a somewhat older date. Thus the St. Kilda people used to be haunted by their own spectral doubles, forerunners of impending death, and in 1799 a traveller writes of the peasants of Kirkcudbrightshire, ‘It is common among them to fancy that they see the wraiths of persons dying, which will be visible to one and not to others present with him. Within these last twenty years, it was hardly possible to meet with any person who had not seen many wraiths and ghosts in the course of his experience.’ Those who discuss the authenticity of the second-sight stories as actual evidence, must bear in mind that they prove a little too much; they vouch not only for human apparitions, but for such phantoms as demon-dogs, and for still more fanciful symbolic omens.
Thus a phantom shroud seen in spiritual vision on a living man predicts his death, immediate if it is up to his head, less nearly approaching if it is only up to his waist; and to see in spiritual vision a spark of fire fall upon a person’s arm or breast, is a forerunner of a dead child to be seen in his arms.[692] As visionaries often see phantoms of living persons without any remarkable event coinciding with their hallucinations, it is naturally admitted that a man’s phantom or ‘double’ may be seen without portending anything in particular. The spiritualistic theory specially insists on cases of apparition where the person’s death corresponds more or less nearly with the time when some friend perceives his phantom.[693] Narratives of this class, which I can here only specify without arguing on them, are abundantly in circulation. Thus, I have an account by a lady, who ‘saw, as it were, the form of some one laid out,’ near the time when a brother died at Melbourne, and who mentions another lady known to her, who thought she saw her own father look in at the church window at the moment he was dying in his own house. Another account is sent me by a Shetland lady, who relates that about twenty years ago she and a girl leading her pony recognized the familiar figure of one Peter Sutherland, whom they knew to be at the time in ill-health in Edinburgh; he turned a corner and they saw no more of him, but next week came the news of his sudden death.
That the apparitional human soul bears the likeness of its fleshly body, is the principle implicitly accepted by all who believe it really and objectively present in dreams and visions. My own view is that nothing but dreams and visions could have ever put into men’s minds such an idea as that of souls being ethereal images of bodies. It is thus habitually taken for granted in animistic philosophy, savage or civilized, that souls set free from the earthly body are recognized by a likeness to it which they still retain, whether as ghostly wanderers on earth or inhabitants of the world beyond the grave. Man’s spirit, says Swedenborg, is his mind, which lives after death in complete human form, and this is the poet’s dictum in ‘In Memoriam:’
‘Eternal form shall still divide
The eternal soul from all beside;
And I shall know him when we meet.’
This world-wide thought, coming into view here in a multitude of cases from all grades of culture, needs no collection of ordinary instances to illustrate it.[694] But a quaint and special group of beliefs will serve to display the thoroughness with which the soul is thus conceived as an image of the body. As a consistent corollary to such an opinion, it is argued that the mutilation of the body will have a corresponding effect upon the soul, and very low savage races have philosophy enough to work out this idea. Thus it was recorded of the Indians of Brazil by one of the early European visitors, that they ‘believe that the dead arrive in the other world wounded or hacked to pieces, in fact just as they left this.’[695] Thus, too, the Australian who has slain his enemy will cut off the right thumb of the corpse, so that although the spirit will become a hostile ghost, it cannot throw with its mutilated hand the shadowy spear, and may be safely left to wander, malignant but harmless.[696] The negro fears long sickness before death, such as will send him lean and feeble into the next world.
His theory of the mutilation of soul with body could not be brought more vividly into view than in that ugly story of the West Indian planter, whose slaves began to seek in suicide at once relief from present misery and restoration to their native land; but the white man was too cunning for them, he cut off the heads and hands of the corpses, and the survivors saw that not even death could save them from a master who could maim their very souls in the next world.[697] The same rude and primitive belief continues among nations risen far higher in intellectual rank. The Chinese hold in especial horror the punishment of decapitation, considering that he who quits this world lacking a member will so arrive in the next, and a case is recorded lately of a criminal at Amoy who for this reason begged to die instead by the cruel death of crucifixion, and was crucified accordingly.[698] The series ends as usual in the folklore of the civilized world. The phantom skeleton in chains that haunted the house at Bologna, showed the way to the garden where was buried the real chained fleshless skeleton it belonged to, and came no more when the remains had been duly buried. When the Earl of Cornwall met the fetch of his friend William Rufus carried black and naked on a black goat across the Bodmin moors, he saw that it was wounded through the midst of the breast; and afterwards he heard that at that very hour the king had been slain in the New Forest by the arrow of Walter Tirell.[699]
In studying the nature of the soul as conceived among the lower races, and in tracing such conceptions onward among the higher, circumstantial details are available. It is as widely recognized among mankind that souls or ghosts have voices, as that they have visible forms, and indeed the evidence for both is of the same nature. Men who perceive evidently that souls do talk when they present themselves in dream or vision, naturally take for granted at once the objective reality of the ghostly voice, and of the ghostly form from which it proceeds. This is involved in the series of narratives of spiritual communications with living men, from savagery onward to civilization, while the more modern doctrine of the subjectivity of such phenomena recognizes the phenomena themselves, but offers a different explanation of them. One special conception, however, requires particular notice. This defines the spirit-voice as being a low murmur, chirp, or whistle, as it were the ghost of a voice. The Algonquin Indians of North America could hear the shadow-souls of the dead chirp like crickets.[700] The divine spirits of the New Zealand dead, coming to converse with the living, utter their words in whistling tones, and such utterances by a squeaking noise are mentioned elsewhere in Polynesia.[701] The Zulu diviner’s familiar spirits are ancestral manes, who talk in a low whistling tone short of a full whistle, whence they have their name of ‘imilozi’ or whistlers.[702] These ideas correspond with classic descriptions of the ghostly voice, as a ‘twitter or ‘thin murmur:’
Ψυχὴ δὲ κατὰ χθονὸς ἠύτε καπνὸς,
Ψχετο τετριγυία.’[703]
‘Umbra cruenta Remi visa est assistere lecto,
Atque haec exiguo murmure verba loqui.’[704]
As the attributes of the soul or ghost extend to other spiritual beings, and the utterances of such are to a great extent given by the voice of mediums, we connect these accounts with the notion that the language of demons is also a low whistle or mutter, whence the well-known practice of whispering or murmuring charms, the ‘susurrus necromanticus’ of sorcerers, to whom the already cited description of ‘wizards that peep (i.e. chirp) and mutter’ is widely applicable.[705]
The conception of dreams and visions as caused by present objective figures, and the identification of such phantom souls with the shadow and the breath, has led to the treatment of souls as substantial material beings. Thus it is a usual proceeding to make openings through solid materials to allow souls to pass. The Iroquois in old times used to leave an opening in the grave for the lingering soul to visit its body, and some of them still bore holes in the coffin for the same purpose.[706] The Malagasy sorcerer, for the cure of a sick man who had lost his soul, would make a hole in a burial-house to let out a spirit which he would catch in his cap and so convey to the patient’s head.[707] The Chinese make a hole in the roof to let out the soul at death.[708] And lastly, the custom of opening a window or door for the departing soul when it quits the body is to this day a very familiar superstition in France, Germany, and England.[709] Again, the souls of the dead are thought susceptible of being beaten, hurt and driven like any other living creatures.
Thus the Queensland aborigines would beat the air in an annual mock fight, held to scare away the souls that death had let loose among the living since last year.[710] Thus North American Indians, when they had tortured an enemy to death, ran about crying and beating with sticks to scare the ghost away; they have been known to set nets round their cabins to catch and keep out neighbours’ departed souls; fancying the soul of a dying man to go out at the wigwam roof, they would habitually beat the sides with sticks to drive it forth; we even hear of the widow going off from her husband’s funeral followed by a person flourishing a handful of twigs about her head like a flyflapper, to drive off her husband’s ghost and leave her free to marry again.[711] With a kindlier feeling, the Congo negroes abstained for a whole year after a death from sweeping the house, lest the dust should injure the delicate substance of the ghost;[712] the Tonquinese avoided house-cleaning during the festival when the souls of the dead came back to their houses for the New Year’s visit;[713] and it seems likely that the special profession of the Roman ‘everriatores’ who swept the houses out after a funeral, was connected with a similar idea.[714] To this day, it remains a German peasants’ saying that it is wrong to slam a door, lest one should pinch a soul in it.[715] The not uncommon practice of strewing ashes to show the footprints of ghosts or demons takes for granted that they are substantial bodies.
In the literature of animism, extreme tests of the weight of ghosts are now and then forthcoming. They range from the declaration of a Basuto diviner that the late queen had been bestriding his shoulders, and he never felt such a weight in his life, to Glanvil’s story of David Hunter the neat-herd, who lifted up the old woman’s ghost, and she felt just like a bag of feathers in his arms, or the pathetic German superstition that the dead mother’s coming back in the night to suckle the baby she has left on earth, may be known by the hollow pressed down in the bed where she lay, and at last down to the alleged modern spiritualistic reckoning of the weight of a human soul at from 3 to 4 ounces.[716]
Explicit statements as to the substance of soul are to be found both among low and high races, in an instructive series of definitions. The Tongans imagined the human soul to be the finer or more aeriform part of the body, which leaves it suddenly at the moment of death; something comparable to the perfume and essence of a flower as related to the more solid vegetable fibre.[717] The Greenland seers described the soul as they habitually perceived it in their visions; it is pale and soft, they said, and he who tries to seize it feels nothing, for it has no flesh nor bone nor sinew.[718] The Caribs did not think the soul so immaterial as to be invisible, but said it was subtle and thin like a purified body.[719] Turning to higher races, we may take the Siamese as an example of a people who conceive of souls as consisting of subtle matter escaping sight and touch, or as united to a swiftly moving aerial body.[720] In the classic world, it is recorded as an opinion of Epicurus that ‘they who say the soul is incorporeal talk folly, for it could neither do nor suffer anything were it such.’[721] Among the Fathers, Irenæus describes souls as incorporeal in comparison with mortal bodies,[722] and Tertullian relates a vision or revelation of a certain Montanist prophetess, of the soul seen by her corporeally, thin and lucid, aerial in colour and human in form.[723] For an example of mediæval doctrine, may be cited a 14th-century English poem, the ‘Ayenbite of Inwyt’ (i.e. ‘Remorse of Conscience’) which points out how the soul, by reason of the thinness of its substance, suffers all
the more in purgatory:
‘The soul is more tendre and nesche
Than the bodi that hath bones and fleysche;
Thanne the soul that is so tendere of kinde,
Mote nedis hure penaunce hardere y-finde,