PLATO. (continued 1)
Project Gutenberg EPUB3 edition
Grote, George
Illustrations by which Herakleitus symbolized his perpetual force, destroying and generating.
The theory of Herakleitus thus recognised no permanent substratum, or Ens, either material or immaterial — no category either of substance or quality — but only a ceaseless principle of movement or change, generation and destruction, position and negation, immediately succeeding, or coinciding with each other.87 It is this principle or everlasting force which he denotes under so many illustrative phrases — “the common (τὸ ξυνον), the universal, the all-comprehensive (τὸ περιέχον), the governing, the divine, the name or reason of Zeus, fire, the current of opposites, strife or war, destiny, justice, equitable measure, Time or the Succeeding,” &c. The most emphatic way in which this theory could be presented was, as embodied, in the coincidence or co-affirmation of contraries. Many of the dicta cited and preserved out of Herakleitus are of this paradoxical tenor.88 Other dicta simply affirm perpetual flow, change, or transition, without express allusion to contraries: which latter, however, though not expressed, must be understood, since change was conceived as a change from one contrary to the other.89 In the Herakleitean idea, contrary forces come simultaneously into action: destruction and generation always take effect together: there is no negative without a positive, nor positive without a negative.90
Water — intermediate between Fire (Air) and Earth.
Such was the metaphysical or logical foundation of the philosophy of Herakleitus: the idea of an eternal process of change, manifesting itself in the perpetual destruction and renovation of particular realities, but having itself no reality apart from these particulars, and existing only in them as an immanent principle or condition. This principle, from the want of appropriate abstract terms, he expressed in a variety of symbolical and metaphorical phrases, among which Fire stood prominent.91 But though Fire was thus often used to denote the principle or ideal process itself, the same word was also employed to denote that one of the elements which formed the most immediate manifestation of the principle. In this latter sense, Fire was the first stage of incipient reality: the second stage was water, the third earth. This progression, fire, water, earth, was in Herakleitean language “the road downwards,” which was the same as “the road upwards,” from earth to water and again to fire. The death of fire was its transition into water: that of water was its transition partly into earth, partly into flame. As fire was the type of extreme mobility, perpetual generation and destruction — so earth was the type of fixed and stationary existence, resisting movement or change as much as possible.92 Water was intermediate between the two.
Sun and stars — not solid bodies but meteoric aggregations dissipated and renewed — Eclipses — ἐκπύρωσις, or destructions of the Kosmos by fire.
Herakleitus conceived the sun and stars, not as solid bodies, but as meteoric aggregations perpetually dissipated and perpetually renewed or fed, by exhalation upward from the water and earth. The sun became extinguished and rekindled in suitable measure and proportion, under the watch of the Erinnyes, the satellites of Justice. These celestial lights were contained in troughs, the open side of which was turned towards our vision. In case of eclipses the trough was for the time reversed, so that the dark side was turned towards us; and the different phases of the moon were occasioned by the gradual turning round of the trough in which her light was contained. Of the phenomena of thunder and lightning also, Herakleitus offered some explanation, referring them to aggregations and conflagrations of the clouds, and violent currents of winds.93 Another hypothesis was often ascribed to Herakleitus, and was really embraced by several of the Stoics in later times — that there would come a time when all existing things would be destroyed by fire (ἐκπύρωσις), and afterwards again brought into reality in a fresh series of changes. But this hypothesis appears to have been conceived by him metaphysically rather than physically.
Fire was not intended to designate the physical process of combustion, but was a symbolical phrase for the universal process; the perpetual agency of conjoint destruction and renovation, manifesting itself in the putting forth and re-absorption of particulars, and having no other reality except as immanent in these particulars.94 The determinate Kosmos of the present moment is perpetually destroyed, passing into fire or the indeterminate: it is perpetually renovated or passes out of fire into water, earth — out of the indeterminate, into the various determinate modifications. At the same time, though Herakleitus seems to have mainly employed these symbols for the purpose of signifying or typifying a metaphysical conception, yet there was no clear apprehension, even in his own mind, of this generality, apart from all symbols: so that the illustration came to count as a physical fact by itself, and has been so understood by many.95 The line between what he meant as the ideal or metaphysical process, and the elementary or physical process, is not easy to draw, in the fragments which now remain.
His doctrines respecting the human soul and human knowledge. All wisdom resided in the Universal Wisdom — individual Reason is worthless.
The like blending of metaphysics and physics — of the abstract and the concrete and sensible — is to be found in the statements remaining from Herakleitus respecting the human soul and human knowledge. The human soul, according to him, was an effluence or outlying portion of the Universal96 — the fire — the perpetual movement or life of things. As such, its nature was to be ever in movement: but it was imprisoned and obstructed by the body, which represented the stationary, the fixed, the particular — that which resisted the universal force of change. So long as a man lived, his soul or mind, though thus confined, participated more or less in the universal movement: but when he died, his body ceased to participate in it, and became therefore vile, “fit only to be cast out like dung”. Every man, individually considered, was irrational;97 reason belonged only to the universal or the whole, with which the mind of each living man was in conjunction, renewing itself by perpetual absorption, inspiration or inhalation, vaporous transition, impressions through the senses and the pores, &c. During sleep, since all the media of communication, except only those through respiration, were suspended, the mind became stupefied and destitute of memory. Like coals when the fire is withdrawn, it lost its heat and tended towards extinction.98 On waking, it recovered its full communication with the great source of intelligence without — the universal all-comprehensive process of life and movement.
Still, though this was the one and only source of intelligence open to all waking men, the greater number of men could neither discern it for themselves, nor understand it without difficulty even when pointed out to them. Though awake, they were not less unconscious or forgetful of the process going on around them, than if they had been asleep.99 The eyes and ears of men with barbarous or stupid souls, gave them false information.100 They went wrong by following their own individual impression or judgment: they lived as if reason or intelligence belonged to each man individually. But the only way to attain truth was, to abjure all separate reason, and to follow the common or universal reason. Each man’s mind must become identified and familiar with that common process which directed and transformed the whole: in so far as he did this, he attained truth: whenever he followed any private or separate judgment of his own, he fell into error.101 The highest pitch of this severance of the individual judgment was seen during sleep, at which time each man left the common world to retire into a world of his own.102
Source notes
85 Aristot. De Cœlo, iii. 1, p. 298, b. 30; Physic. viii. 3, p. 253, b. 9. Φασί τινες κινεῖσθαι τῶν ὄντων οὐ τὰ μὲν τὰ δ’ οὔ, ἀλλὰ πάντα καὶ ἀεὶ, ἀλλὰ λανθάνειν τοῦτο τὴν ἡμετέραν αἴσθησιν — which words doubtless refer to Herakleitus. See Preller, Hist. Phil. Græc. Rom. s. 47.
86 Lassalle, Philosophie des Herakleitos, vol. i. pp. 54, 55. “Andrerseits bieten die sinnlichen Existenzen graduelle oder Mass-Unterschiede dar, je nachdem in ihnen das Moment des festen Seins über die Unruhe des Werdens vorwiegt oder nicht; und diese Graduation wird also zugleich den Leitfaden zur Classification der verschiedenen Existenz-formen bilden.”
87 Aristot. De Cœlo, iii. 1, p. 298, b. 30. Οἱ δὲ τὰ μὲν ἄλλα πάντα γίνεσθαί τέ φασι καὶ ῥεῖν, εἶναι δὲ παγίως οὐδέν, ἓν δέ τι μόνον ὑπομένειν, ἐξ οὗ ταῦτα πάντα μετασχηματίζεσθαι πέφυκεν· ὅπερ ἐοίκασιν βούλεσθαι λέγειν ἄλλοι τε πολλοὶ καὶ Ἡράκλειτος ὁ Ἐφέσιος. See the explanation given of this passage by Lassalle, vol. ii. p. 21, 39, 40, founded on the comment of Simplikius. He explains it as an universal law or ideal force — die reine Idee des Werdens selbst (p. 24), and “eine unsinnliche Potenz” (p. 25). Yet, in i. p. 55 of his elaborate exposition, he does indeed say, about the theory of Herakleitus, “Hier sind zum erstenmale die sinnlichen Bestimmtheiten zu bloss verschiedenen und absolut in einander übergehenden Formen eines identischen, ihnen zu Grunde liegenden, Substrats herabgesetzt”. But this last expression appears to me to contradict the whole tenor and peculiarity of Lassalle’s own explanation of the Herakleitean theory. He insists almost in every page (compare ii. p. 156) that “das Allgemeine” of Herakleitus is “reines Werden; reiner, steter, erzeugender, Prozess”. This process cannot with any propriety be called a substratum, and Herakleitus admitted no other. In thus rejecting any substratum he stood alone. Lassalle has been careful in showing that Fire was not understood by Herakleitus as a substratum (as water by Thales), but as a symbol for the universal force or law.
In the theory of Herakleitus no substratum was recognised — no τόδε τι or οὐσία — in the same way as Aristotle observes about τὸ ἄπειρον (Physic. iii. 6, a. 22-31) ὥστε τὸ ἄπειρον οὐ δεῖ λαμβάνειν ὡς τόδε τι, οἷον ἄνθρωπον ἢ οἰκίαν, ἀλλ’ ὡς ἡ ἡμέρα λέγεται καὶ ὁ ἀγων, οἷς τὸ εἶναι οὐχ’ ὡς οὐσία τις γέγονεν, ἀλλ’ ἀεὶ ἐν γενέσει ἣ φθορᾷ, εἰ καὶ πεπερασμένον, ἀλλ’ ἀεί γε ἕτερον καὶ ἕτερον.
88 Aristotle or Pseudo-Aristotle, De Mundo, c. 5, p. 396, b. 20. Ταὐτὸ δὲ τοῦτο ἦν καὶ τὸ παρὰ τῷ σκοτεινῷ λεγόμενον Ἡρακλειτῷ: “συνάψειας οὖλα καὶ οὐχὶ οὖλα, συμφερόμενον καὶ διαφερόμενον, συνᾷδον καὶ διᾷδον, καὶ ἐκ πάντων ἑ καὶ ἐξ ἑνὸς πάντα.” Heraclid. Allegor. ap. Schleiermacher (Herakleitos, p. 529), ποταμοῖς τοῖς αὐτοῖς ἐμβαίνομέν τε καὶ οὐκ ἐμβαίνομεν, εἰμέν τε καὶ οὐκ εἰμέν: Plato, Sophist, p. 242, E., διαφερόμενον ἀεὶ ξυμφέρεται: Aristotle, Metaphys. iii. 7, p. 1012, b. 24, ἔοικε δ’ ὁ με Ἡρακλείτου λόγος, λέγων πάντα εἶναι καὶ μὴ εἶναι, ἅπαντα ἀληθῆ ποεῖν: Aristot. Topic. viii. 5, p. 155, b., οἷον ἀγαθὸν καὶ κακὸν εἶναι ταὐτὸν, καθάπερ Ἡράκλειτός φησιν: also Aristot. Physic. i. 2, p. 185, b. Compare the various Herakleitean phrases cited in Pseudo-Origen. Refut. Hæres. Fragm. ix. 10; also Krische, Forschungen auf dem Gebiete der alten Philosophie, vol. i. p. 370-468.
Bernays and Lassalle (vol. i. p. 81) contend, on reasonable grounds (though in opposition to Zeller, p. 495), that the following verses in the Fragments of Parmenides refer to Herakleitus:
οἷς τὸ πέλειν τε καὶ οὐκ εἶναι ταὐτὸν νενόμισται κοὐ ταὐτὸν, πάντων δὲ παλίντροπός ἐστι κέλευθος.
The commentary of Alexander Aphrodis. on the Metaphysica says, “Heraclitus ergo cum diceret omnem rem esse et non esse et opposita simul consistere, contradictionem veram simul esse statuebat, et omnia dicebat esse vera” (Lassalle, p. 83).
One of the metaphors by which Herakleitus illustrated his theory of opposite and co-existent forces, was the pulling and pushing of two sawyers with the same saw. See Bernays, Heraclitea, part i. p. 16; Bonn, 1848.
89 Aristot. Physic. viii. 3, p. 253, b. 30, εἰς τοὐναντίον γὰρ ἡ ἀλλοίωσις: also iii. 5, p. 205, a. 6, πάντα γὰρ μεταβάλλει ἐξ ἐναντίου εἰς ἐναντίον, οἷον ἐκ θερμοῦ εἰς ψυχρόν.
90 Lassalle, Herakleitos, vol. i. p. 323.
91 See a striking passage cited from Gregory of Nyssa by Lassalle (vol. i. p. 287), illustrating this characteristic of fire; the flame of a lamp appears to continue the same, but it is only a succession of flaming particles, each of which takes fire and is extinguished in the same instant: ὥσπερ τὸ ἐπὶ τῆς θρυαλλίδος πῦρ τῷ μὲν δοκεῖν ἀεὶ τὸ αὐτὸ φαίνεται — τὸ γὰρ συνεχὲς ἀεὶ τῆς κινήσεως ἀδιάσπαστον αὐτὸ καὶ ἡνωμένον πρὸς ἑαυτὸ δείκνυσι — τῇ δὲ ἀληθείᾳ πάντοτε αὐτὸ ἑαυτὸ διαδεχόμενον, οὐδέποτε τὸ αὐτὸ μένει — ἡ γὰρ ἐξελκυσθεῖσα διὰ τῆς θερμότητος ἰκμὰς ὁμοῦ τε ἐξεφλογώθη καὶ εἰς λιγνὺν ἐκκαυθεῖσα μεταποιήθη, &c.
92 Diogen. Laert. ix. 9; Clemens Alexand. Strom. v. 14, p. 599, vi. 2, p. 624. Πυρὸς τροπαὶ πρῶτον θάλασσα, θαλάττης δὲ τὸ μὲν ἥμισυ γῆ, τὸ δ’ ἥμισυ πρηστήρ. A full explanation of the curious expression πρηστήρ is given by Lassalle (Herakl. vol. ii. p. 87-90). See Brandis (Handbuch der Gr. Philos. sect, xliii. p. 164), and Plutarch (De Primo Frigido, c. 17, p. 952, F.).
The distinction made by Herakleitus, but not clearly marked out or preserved, between the ideal fire or universal process, and the elementary fire or first stage towards realisation, is brought out by Lassalle (Herakleitos, vol. ii. p. 25-29).
93 Aristot. Meteorol. ii. e. p. 355, a. Plato, Republ. vi. p. 498, c. 11; Plutarch, De Exilio, c. 11, p. 604 A.; Plutarch. De Isid. et Osirid. c. 48, p. 370, E.; Diogen. L. ix. 10; Plutarch, Placit. Philos. ii. 17-22-24-28, p. 889-891; Stobæus, Eclog. Phys. i. p. 594.
About the doctrine of the Stoics, built in part upon this of Herakleitus, see Cicero, Natur. Deor. ii. 46; Seneca, Quæst. Natur. ii. 5, vi. 16.
94 Aristot. or Pseudo-Aristot., De Mundo, ἐκ πάντων ἓν καὶ ἐξ ἑνὸς πάντα.
95 See Lassalle, Herakleitos, vol. ii. s. 26-27, p. 182-258.
Compare about the obscure and debated meaning of the Herakleitean ἐκπύρωσις, Schleiermacher, Herakleitos, p. 103; Zeller, Philos. der Griech. vol. i. p. 477-479.
The word διακόσμησις stands as the antithesis (in the language of Herakleitus) to ἐκπύρωσις. A passage from Philo Judæus is cited by Lassalle illustrating the Herakleitean movement from ideal unity into totality of sensible particulars, forwards and backwards — ὁ δὲ γονορῥυὴς (λόγος) ἐκ κόσμου πάντα καὶ εἰς κόσμον ἀνάγων, ὑπὸ θεοῦ δὲ μηδὲν οἰόμενος, Ἡρακλειτείου δόξης ἑταῖρος, κόρον καὶ χρησμοσύνην, καὶ ἓν τὸ πᾶν καὶ πάντα ἀμοιβῇ εἰσάγων — where κόρος and χρησμοσύνη are used to illustrate the same ideal antithesis as διακόσμησις and ἐκπύρωσις (Lassalle, vol. i. p. 232).
96 Sext. Empiric. adv. Mathem. vii. 130. ἡ ἐπιξενωθεῖσα τοῖς ἡμετέροις σώμασιν ἀπὸ τοῦ περιέχοντος μοῖρα.
Plutarch, Sympos., p. 644. νεκύες κοπρίων ἐκβλητότεροι.
Plutarch, Placit. Philos. i. 23, p. 884. Ἡράκλειτος ἠρεμίαν καὶ στάσιν ἐκ τῶν ὅλων ἀνῄρει· ἐστὶ γὰρ τοῦτο τῶν νεκρῶν.
97 See Schleiermacher, Herakleitos, p. 522; Sext. Empir. adv. Mathem. viii. 286.
98 The passage of Sextus Empiricus (adv. Mathem. vii. 127-134) is curious and instructive about Herakleitus.
Ἀρέσκει γὰρ τῷ φυσικῷ (Herakleitus) το περιέχον ἡμᾶς λογικόν τε ὂν καὶ φρενῆρες — τοῦτον δὴ τὸν θεῖον λόγον, καθ’ Ἡράκλειτον, δι’ ἀναπνοῆς σπάσαντες νοεροὶ γινόμεθα, καὶ ἐν μὲν ὕπνοις ληθαῖοι, κατὰ δὲ ἔγερσιν πάλιν ἔμφρονες. ἐν γὰρ τοῖς ὕπνοις μυσάντων τῶν αἰσθητικῶν πόρων χωρίζεται τῆς πρὸς τὸ περιέχον συμφυΐας ὁ ἐν ἡμῖν νοῦς, μονῆς τῆς κατὰ ἀναπνοὴν προσφύσεως σωζομένης οἱονεί τινος ῥίζης, χωρισθείς τε ἀποβάλλει ἢν πρότερον εἶχε μνημονικὴν δύναμιν. ἐν δὲ ἐγρηγορόσι πάλιν διὰ τῶν αἰσθητικῶν πόρων ὥσπερ διὰ τινῶν θυρίδων προκύψας καὶ τῷ περιέχοντι συμβάλλων λογικὴν ἐνδύεται δύναμιν. Then follows the simile about coals brought near to, or removed away from, the fire.
The Stoic version of this Herakleitean doctrine, is to be seen in Marcus Antoninus, viii. 54. Μηκέτι μόνον συμπνεῖν τῷ περιέχοντι ἀέρι, ἀλλ’ ἤδη καὶ συμφρονεῖν τῷ περιέχοντι πάντα νοερῷ. Οὐ γὰρ ἧττον ἡ νοερὰ δύναμις πάντη κέχυται καὶ διαπεφοίτηκε τῷ σπᾶσαι βουλομένῳ, ἥπερ ἡ ἀερώδης τῷ ἀναπνεῦσαι δυναμένῳ.
The Stoics, who took up the doctrine of Herakleitus with farther abstraction and analysis, distinguished and named separately matters which he conceived in one and named together — the physical inhalation of air — the metaphysical supposed influx of intelligence — inspiration in its literal and metaphorical senses. The word τὸ περιέχον, as he conceives it, seems to denote, not any distinct or fixed local region, but the rotatory movement or circulation of the elements, fire, water, earth, reverting back into each other. Lassalle, vol. ii. p. 119-120; which transition also is denoted by the word ἀναθυμίασις in the Herakleitean sense — cited from Herakleitus by Aristotle. De Animâ, i. 2, 16.
99 Sextus Empiricus (adv. Math. vii. 132) here cites the first words of the treatise of Herakleitus (compare also Aristotle, Rhet. iii. 5). λόγου τοῦδε ἐόντος ἀξύνετοι γίγνονται ἄνθρωποι καὶ πρόσθεν ἢ ἀκοῦσαι καὶ ἀκούσαντες τὸ πρῶτον· — τοὺς δὲ ἄλλους ἀνθρώπους λανθάνει ὁκόσα ἐγερθέντες ποιοῦσιν ὅκωσπερ ὁκόσα εὕδοντες ἐπιλανθάνονται.
100 Sext. Empiric. ib. vii. 126, a citation from Herakleitus.