THE GENESIS OF THE VARIOUS EMOTIONS.
Project Gutenberg EPUB3 edition
James, William
On a former page (pp. 453-4) I said that two questions, and only two, are important, if we regard the emotions as constituted by feelings due to the diffusive wave.
(1) What special diffusive effects do the various special objective and subjective experiences excite? and
(2) How come they to excite them?
The works on physiognomy and expression are all of them attempts to answer question 1. As is but natural, the effects upon the face have received the most careful attention. The reader who wishes details additional to those given above on pp. 443-7 is referred to the works mentioned in the note below.[420]
As regards question 2, some little progress has of recent years been made in answering it. Two things are certain:
a. The facial muscles of expression are not given us simply for expression's sake;[421]
b. Each muscle is not affected to some one emotion exclusively, as certain writers have thought.
Some movements of expression can be accounted for as weakened repetitions of movements which formerly (when they were stronger) were of utility to the subject. Others are similarly weakened repetitions of movements which under other conditions were physiologically necessary effects. Of the latter reactions the respiratory disturbances in anger and fear might be taken as examples—organic reminiscences, as it were, reverberations in imagination of the blowings of the man making a series of combative efforts, of the pantings of one in precipitate flight. Such at least is a suggestion made by Mr. Spencer which has found approval. And he also was the first, so far as I know, to suggest that other movements in anger and fear could be explained by the nascent excitation of formerly useful acts.
"To have in a slight degree," he says, "such psychical states as accompany the reception of wounds, and are experienced during flight, is to be in a state of what we call fear. And to have in a slight degree such psychical states as the processes of catching, killing, and eating imply, is to have the desires to catch, kill, and eat. That the propensities to the acts are nothing else than nascent excitations of the psychical state involved in the acts, is proved by the natural language of the propensities. Fear, when strong, expresses itself in cries, in efforts to escape, in palpitations, in tremblings; and these are just the manifestations that go along with an actual suffering of the evil feared. The destructive passion is shown in a general tension of the muscular system, in gnashing of teeth and protrusion of the claws, in dilated eyes and nostrils, in growls; and these are weaker forms of the actions that accompany the killing of prey. To such objective evidences every one can add subjective evidences. Every one can testify that the psychical state called fear consists of mental representations of certain painful results; and that the one called anger consists of mental representations of the actions and impressions which would occur while inflicting some kind of pain."[422]
About fear I shall have more to say presently. Meanwhile the principle of revival in weakened form of reactions useful in more violent dealings with the object inspiring the emotion, has found many applications. So slight a symptom as the snarl or sneer, the one-sided uncovering of the upper teeth, is accounted for by Darwin as a survival from the time when our ancestors had large canines, and unfleshed them (as dogs now do) for attack. Similarly the raising of the eyebrows in outward attention, the opening of the mouth in astonishment, come, according to the same author, from the utility of these movements in extreme cases. The raising of the eyebrows goes with the opening of the eye for better vision; the opening of the mouth with the intensest listening, and with the rapid catching of the breath which precedes muscular effort. The distention of the nostrils in anger is interpreted by Spencer as an echo of the way in which our ancestors had to breathe when, during combat, their "mouth was filled up by a part of an antagonist's body that had been seized(!)." The trembling of fear is supposed by Mantegazza to be for the sake of warming the blood(!). The reddening of the face and neck is called by Wundt a compensatory arrangement for relieving the brain of the blood-pressure which the simultaneous excitement of the heart brings with it. The effusion of tears is explained both by this author and by Darwin to be a blood-withdrawing agency of a similar sort.
The contraction of the muscles around the eyes, of which the primitive use is to protect those organs from being too much gorged with blood during the screaming fits of infancy, survives in adult life in the shape of the frown, which instantly comes over the brow when anything difficult or displeasing presents itself either to thought or action.
"As the habit of contracting the brows has been followed by infants during innumerable generations, at the commencement of every crying or screaming fit," says Darwin, "it has become firmly associated with the incipient sense of something distressing or disagreeable. Hence, under similar circumstances, it would be apt to be continued during maturity, although never then developed, into a crying fit. Screaming or weeping begins to be voluntarily restrained at an early period of life, whereas frowning is hardly ever restrained at any age."[423]
The intermittent expirations which constitute laughter have, according to Dr. Hecker, the purpose of counteracting the anæmia of the brain, which he supposes to be brought about by the action of the joyous or comic stimulus upon the vaso-motor nerves.[424] A smile is the weak vestige of a laugh. The tight closure of the mouth in all effort is useful for retaining the air in the lungs so as to fix the chest and give a firm basis of insertion for the muscles of the flanks. Accordingly, we see the lips compress themselves upon every slight occasion of resolve. The blood-pressure has to be high during the sexual embrace; hence the palpitations, and hence also the tendency to caressing action, which accompanies tender emotion in its fainter forms. Other examples might be given; but these are quite enough to show the scope of the principle of revival of useful action in weaker form.
Another principle, to which Darwin perhaps hardly does sufficient justice, may be called the principle of reacting similarly to analogous-feeling stimuli. There is a whole vocabulary of descriptive adjectives common to impressions belonging to different sensible spheres—experiences of all classes are sweet, impressions of all classes rich or solid, sensations of all classes sharp. Wundt and Piderit accordingly explain many of our most expressive reactions upon moral causes as symbolic gustatory movements. As soon as any experience arises which has an affinity with the feeling of sweet, or bitter, or sour, the same movements are executed which would result from the taste in point.[425] "All the states of mind which language designates by the metaphors bitter, harsh, sweet, combine themselves, therefore, with the corresponding mimetic movements of the mouth." Certainly the emotions of disgust and satisfaction do express themselves in this mimetic way. Disgust is an incipient regurgitation or retching, limiting its expression often to the grimace of the lips and nose; satisfaction goes with a sucking smile, or tasting motion of the lips. In Mantegazza's loose if learned work, the attempt is made, much less successfully, to bring in the eye and ear as additional sources of symbolically expressive reaction.
The ordinary gesture of negation—among us, moving the head about its axis from side to side—is a reaction originally used by babies to keep disagreeables from getting into their mouth, and may be observed in perfection in any nursery.[426] It is now evoked where the stimulus is only an unwelcome idea. Similarly the nod forward in affirmation is after the analogy of taking food into the mouth. The connection of the expression of moral or social disdain or dislike, especially in women, with movements having a perfectly definite original olfactory function, is too obvious for comment. Winking is the effect of any threatening surprise, not only of what puts the eyes in danger; and a momentary aversion of the eyes is very apt to be one's first symptom of response to an unexpectedly unwelcome proposition.—These may suffice as examples of movements expressive from analogy.
But if certain of our emotional reactions can be explained by the two principles invoked—and the reader will himself have felt how conjectural and fallible in some of the instances the explanation is—there remain many reactions which cannot so be explained at all, and these we must write down for the present as purely idiopathic effects of the stimulus. Amongst them are the effects on the viscera and internal glands, the dryness of the mouth and diarrhœa and nausea of fear, the liver-disturbances which sometimes produce jaundice after excessive rage, the urinary secretion of sanguine excitement, and the bladder-contraction of apprehension, the gaping of expectancy, the 'lump in the throat' of grief, the tickling there and the swallowing of embarrassment, the 'precordial anxiety' of dread, the changes in the pupil, the various sweatings of the skin, cold or hot, local or general, and its flushings, together with other symptoms which probably exist but are too hidden to have been noticed or named. It seems as if even the changes of blood-pressure and heart-beat during emotional excitement might, instead of being teleologically determined, prove to be purely mechanical or physiological outpourings through the easiest drainage-channels—the pneumogastrics and sympathetic nerves happening under ordinary circumstances to be such channels.
Mr. Spencer argues that the smallest muscles must be such channels; and instances the tail in dogs, cats, and birds, the ears in horses, the crest in parrots, the face and fingers in man, as the first organs to be moved by emotional stimuli.[427] This principle (if it be one) would apply still more easily to the muscles of the smaller arteries (though not exactly to the heart); whilst the great variability of the circulatory symptoms would also suggest that they are determined by causes into which utility does not enter. The quickening of the heart lends itself, it is true, rather easily to explanation by inherited habit, organic memory of more violent excitement; and Darwin speaks in favor of this view (see his Expression, etc., pp. 74-5). But, on the other hand, we have so many cases of reaction which are indisputably pathological, as we may say, and which could never be serviceable or derived from what was serviceable, that I think we should be cautious about pushing our explanations of the varied heart-beat too far in the teleological direction. Trembling, which is found in many excitements besides that of terror, is, pace Mr. Spencer and Sig. Mantegazza, quite pathological. So are terror's other strong symptoms. Professor Mosso, as the total result of his study, writes as follows:
"We have seen that the graver the peril becomes, the more do the reactions which are positively harmful to the animal prevail in number and in efficacy. We already saw that the trembling and the palsy make it incapable of flight or defence; we have also convinced ourselves that in the most decisive moments of danger we are less able to see [or to think] than when we are tranquil. In face of such facts we must admit that the phenomena of fear cannot all be accounted for by 'selection.' Their extreme degrees are morbid phenomena which show an imperfection in the organism. We might almost say that Nature had not been able to frame a substance which should be excitable enough to compose the brain and spinal marrow, and yet which should not be so excited by exceptional stimulation as to overstep in its reactions those physiological bounds which are useful to the conservation of the creature."[428]
Professor Bain, if I mistake not, had long previously commented upon fear in a similar way.
Mr. Darwin accounts for many emotional expressions by what he calls the principle of antithesis. In virtue of this principle, if a certain stimulus prompted a certain set of movements, then a contrary-feeling stimulus would prompt exactly the opposite movements, although these might otherwise have neither utility nor significance. It is in this wise that Darwin explains the expression of impotence, raised eyebrows, and shrugged shoulders, dropped arms and open palms, as being the antithesis of the frowning brow, the thrown-back shoulders, and clenched fists of rage, which is the emotion of power. No doubt a certain number of movements can be formulated under this law; but whether it expresses a causal principle is more than doubtful. It has been by most critics considered the least successful of Darwin's speculations on this subject.
To sum up, we see the reason for a few emotional reactions; for others a possible species of reason may be guessed; but others remain for which no plausible reason can even be conceived. These may be reactions which are purely mechanical results of the way in which our nervous centres are framed, reactions which, although permanent in us now, may be called accidental as far as their origin goes. In fact, in an organism as complex as the nervous system there must be many such reactions, incidental to others evolved for utility's sake, but which would never themselves have been evolved independently, for any utility they might possess. Sea-sickness, the love of music, of the various intoxicants, nay, the entire æsthetic life of man, shall have to trace to this accidental origin.[429] It would be foolish to suppose that none of the reactions called emotional could have arisen in this quasi-accidental way.
This is all I have to say about the emotions. If one should seek to name each particular one of them of which the human heart is the seat, it is plain that the limit to their number would lie in the introspective vocabulary of the seeker, each race of men having found names for some shade of feeling which other races have left undiscriminated. If then we should seek to break the emotions, thus enumerated, into groups, according to their affinities, it is again plain that all sorts of groupings would be possible, according as we chose this character or that as a basis, and that all groupings would be equally real and true. The only question would be, does this grouping or that suit our purpose best? The reader may then class the emotions as he will, as sad or joyous, sthenic or asthenic, natural or acquired, inspired by animate or inanimate things, formal or material, sensuous or ideal, direct or reflective, egoistic or non-egoistic, retrospective, prospective or immediate, organismally or environmentally initiated, or what more besides. All these are divisions which have been actually proposed. Each of them has its merits, and each one brings together some emotions which the others keep apart. For a fuller account, and for other classificatory schemes, I refer to the Appendix to Bain's Emotions and the Will, and to Mercier's, Stanley's, and Read's articles on the Emotions, in Mind, vols. ix, x, and xi. In vol. ix. p. 421 there is also an article by the lamented Edmund Gurney in criticism of the view which in this chapter I continue to defend.
Source notes
[395] Parts of this chapter have already appeared in an article published in 1884 in Mind.
[396] Ueber Gemüthsbewegungen, uebersetzt von H. Kurella (Leipzig, 1887).
[397] The bronchial tubes may be contracted as well as the ramifications of the pulmonary artery. Professor J. Henle has, amongst his Anthropologische Vorträge, an exquisite one on the 'Natural History of the Sigh,' in which he represents our inspirations as the result of a battle between the red muscles of our skeleton, ribs, and diaphragm, and the white ones of the lungs, which seek to narrow the calibre of the air-tubes. "In the normal state the former easily conquer, but under other conditions they either conquer with difficulty or are defeated.... The contrasted emotions express themselves in similarly contrasted wise, by spasm and paralysis of the unstriped muscles, and for the most part alike in all the organs which are provided with them, as arteries, skin, and bronchial tubes. The contrast among the emotions is generally expressed by dividing them into exciting and depressing ones. It is a remarkable fact that the depressing emotions, like fear, horror, disgust, increase the contraction of these smooth muscles, whilst the exciting emotions, like joy, anger, etc., make them relax. Contrasts of temperature act similarly, cold like the depressing, and warmth like the exciting, emotions. Cold produces pallor and goose-flesh, warmth smooths out the skin and widens the vessels.
If one notices the uncomfortable mood brought about by strained expectation, anxiety before a public address, vexation at an unmerited affront, etc., one finds that the suffering part of it concentrates itself principally in the chest, and that it consists in a soreness, hardly to be called pain, felt in the middle of the breast and due to an unpleasant resistance which is offered to the movements of inspiration, and sets a limit to their extent. The insufficiency of the diaphragm is obtruded upon consciousness, and we try by the aid of the external voluntary chest-muscles to draw a deeper breath. [This is the sigh.] If we fail, the unpleasantness of the situation is increased, for then to our mental distress is added the corporeally repugnant feeling of lack of air, a slight degree of suffocation. If, on the contrary, the outer muscles overcome the resistance of the inner ones, the oppressed breast is lightened. We think we speak symbolically when we speak of a stone weighing on our heart, or of a burden rolled from off our breast. But really we only express the exact fact, for we should have to raise the entire weight of the atmosphere (about 820 kilog.) at each inspiration, if the air did not balance it by streaming into our lungs." (P. 55.) It must not be forgotten that an inhibition of the inspiratory centre similar to that produced by exciting the superior laryngeal nerve may possibly play a part in these phenomena.
For a very interesting discussion of the respiratory difficulty and its connection with anxiety and fear, see 'A Case of Hydrophobia' by the lamented Thos. B. Curtis in the Boston Med. and Surg. Journal, Nov. 7 and 14, 1878, and remarks thereon by James J. Putnam, ibid. Nov. 21.
[398] Origin of the Emotions, Darwin, pp. 290-2.
[399] La Physionomie et l'Expression des Sentiments (Paris, 1885), p. 140.
[400] Lange, op. cit. p. 75.
[401] Professor Höffding, in his excellent treatise on Psychology, admits (p. 342) the mixture of bodily sensation with purely spiritual affection in the emotions. He does not, however, discuss the difficulties of discerning the spiritual affection (nor even show that he has fairly considered them) in his contention that it exists.
[402] Ein Fall von allgemeiner Anæsthesie (Heidelberg, 1882).
[403] Ziemssen's Deutsches Archiv für klinische Medicin, xxii. 321.
[404] The not very uncommon cases of hysterical hemianæsthesia are not complete enough to be utilized in this inquiry. Moreover, the recent researches, of which some account was given in Chapter IV, tend to show that hysterical anæsthesia is not a real absence of sensibility, but a 'dissociation,' as M. Pierre Janet calls it, or splitting-off of certain sensations from the rest of the person's consciousness, this rest forming the self which remains connected with the ordinary organs of expression. The split-off consciousness forms a secondary self; and M. Janet writes me that he sees no reason why sensations whose 'dissociation' from the body of consciousness makes the patient practically anæsthetic, might not, nevertheless, contribute to the emotional life of the patient. They do still contribute to the function of locomotion; for in his patient L. there was no ataxia in spite of the anæsthesia. M. Janet writes me, apropos of his anæsthetic patient L., that she seemed to 'suffer by hallucination.' "I have often pricked or burned her without warning, and when she did not see me. She never moved, and evidently perceived nothing. But if afterwards in her movements she caught sight of her wounded arm, and saw on her skin a little drop of blood resulting from a slight cut, she would begin to cry out and lament as if she suffered a great deal. 'My blood flows,' she said one day; 'I must be suffering a great deal!' She suffered by hallucination. This sort of suffering is very general in hysterics.
It is enough for them to receive the slightest hint of a modification in their body, when their imagination fills up the rest and invents changes that were not felt." See the remarks published at a later date in Janet's Automatisme Psychologique, pp. 214-15.
[405]Op. cit. p. 63.
[406] It must be confessed that there are cases of morbid fear in which objectively the heart is not much perturbed. These, however, fail to prove anything against our theory, for it is of course possible that the cortical centres normally percipient of dread as a complex of cardiac and other organic sensations due to real bodily change, should become primarily excited in brain-disease, and give rise to an hallucination of the changes being there,—an hallucination of dread, consequently, coexistent with a comparatively calm pulse, etc. I say it is possible, for I am ignorant of observations which might test the fact. Trance, ecstasy, etc., offer analogous examples,—not to speak of ordinary dreaming. Under all these conditions one may have the liveliest subjective feelings, either of eye or ear, or of the more visceral and emotional sort, as a result of pure nerve-central activity, and yet, as I believe, with complete peripheral repose.
[407] R. M. Bucke: Man's Moral Nature (N. Y., 1879), p. 97.
[408] Lange, op. cit. p. 61.
[409] I am inclined to think that in some hysteriform conditions of grief, rage, etc., the visceral disturbances are less strong than those which go to outward expression. We have then a tremendous verbal display with a hollow inside. Whilst the bystanders are wrung with compassion, or pale with alarm, the subject all the while lets himself go, but feels his insincerity, and wonders how long he can keep up the performance. The attacks are often surprisingly sudden in their onset. The treatment here is to intimidate the patient by a stronger will. Take out your temper, if he takes out his—"Nay, if thou'lt mouth, I'll rant as well as thou." These are the cases of apparently great bodily manifestation with comparatively little real subjective emotion, which may be used to throw discredit on the theory advanced in the text.—It is probable that the visceral manifestations in these cases are quite disproportionately slight, compared with those of the vocal organs. The subject's state is somewhat similar to that of an actor who does not feel his part.