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The Life of Reason: The Phases of Human Progress

CHAPTER II (continued 1)

Project Gutenberg EPUB3 edition Santayana, George
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History an artificial memory.
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The least artificial extension of common knowledge is history. Personal recollection supplies many an anecdote, anecdotes collected and freely commented upon make up memoirs, and memoirs happily combined make not the least interesting sort of history. When a man recalls any episode in his career, describes the men that flourished in his youth, or laments the changes that have since taken place, he is an informal historian. He would become one in a formal and technical sense if he supplemented and controlled his memory by ransacking papers, and taking elaborate pains to gather evidence on the events he wished to relate. This systematic investigation, especially when it goes back to first sources, widens the basis for imaginative reconstruction. It buttresses somewhat the frail body of casual facts that in the first instance may have engaged an individual’s attention.
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History is nothing but assisted and recorded memory. It might almost be said to be no science at all, if memory and faith in memory were not what science necessarily rests on. In order to sift evidence we must rely on some witness, and we must trust experience before we proceed to expand it. The line between what is known scientifically and what has to be assumed in order to support that knowledge is impossible to draw. Memory itself is an internal rumour; and when to this hearsay within the mind we add the falsified echoes that reach us from others, we have but a shifting and unseizable basis to build upon. The picture we frame of the past changes continually and grows every day less similar to the original experience which it purports to describe.
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Second sight requires control.
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It is true that memory sometimes, as in a vision, seems to raise the curtain upon the past and restore it to us in its pristine reality. We may imagine at such moments experience can never really perish, but, though hidden by chance from the roving eye, endures eternally in some spiritual sphere. Such bodily recovery of the past, however, like other telepathic visions, can never prove its own truth. A lapse into by-gone perception, a sense of living the past over with all its vivid minutiæ and trivial concomitants, might involve no true repetition of anything that had previously existed. It might be a fresh experience altogether. The sense of knowing constitutes only a working presumption for experiment to start with; until corroboration comes that presumption can claim no respect from the outsider.
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Nature the theme common to various memories.
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While memory remains a private presumption, therefore, it can be compared with nothing else that might test its veracity. Only when memory is expressed and, in the common field of expression, finds itself corroborated by another memory, does it rise somewhat in dignity and approach scientific knowledge. Two presumptions, when they coincide, make a double assurance. While memory, then, is the basis of all historical knowledge, it is not called history until it enters a field where it can be supported or corrected by evidence. This field is that natural world which all experiences, in so far as they are rational, envisage together. Assertions relating to events in that world can corroborate or contradict one another—something that would be impossible if each memory, like the plot of a novel, moved in a sphere of its own. For memory to meet memory, the two must present objects which are similar or continuous: then they can corroborate or correct each other and help to fix the order of events as they really happened—that is, as they happened independently of what either memory may chance to represent. Thus even the most miraculous and direct recovery of the past needs corroboration if it is to be systematically credited; but to receive corroboration it must refer to some event in nature, in that common world in space and time to which other memories and perceptions may refer also. In becoming history, therefore, memory becomes a portion of natural science. Its assertions are such that any natural science may conceivably support or contradict them.
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Nature and its transformations, however, form too serried and complicated a system for our wayward minds to dominate if left to their spontaneous workings. Whatever is remembered or conceived is at first vaguely believed to have its place in the natural order, all myth and fable being originally localised within the confines of the material world and made to pass for a part of early history. The method by which knowledge of the past is preserved is so subject to imaginative influence that it cannot avail to exclude from history anything that the imagination may supply. In the growth of legend a dramatic rhythm becomes more and more marked. What falls in with this rhythm is reproduced and accentuated whenever the train of memory is started anew. The absence of such cadences would leave a sensible gap—a gap which the momentum of ideation is quick to fill up with some appropriate image. Whatever, on the other hand, cannot be incorporated into the dominant round of fancies is consigned more and more to oblivion.
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This consolidation of legend is not intentional. It is ingenuous and for the most part inevitable. When we muse about our own past we are conscious of no effort to give it dramatic unity; on the contrary, the excitement and interest of the process consist in seeming to discover the hidden eloquence and meaning of the events themselves. When a man of experience narrates the wonders he has seen, we listen with a certain awe, and believe in him for his miracles as we believe in our own memory for its arts. A bard’s mechanical and ritualistic habits usually put all judgment on his own part to sleep; while the sanctity attributed to the tale, as it becomes automatically more impressive, precludes tinkering with it intentionally. Especially the allegories and marvels with which early history is adorned are not ordinarily invented with malice prepense. They are rather discovered in the mind, like a foundling, between night and morning. They are divinely vouchsafed. Each time the tale is retold it suffers a variation which is not challenged, since it is memory itself that has varied. The change is discoverable only if some record of the narrative in its former guise, or some physical memorial of the event related, survives to be confronted with the modified version. The modified version itself can make no comparisons. It merely inherits the name and authority of its ancestor. The innocent poet believes his own lies.
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Legends consequently acquire a considerable eloquence and dramatic force. These beauties accrue spontaneously, because rhythm and ideal pertinence, in which poetic merit largely lies, are natural formative principles for speech and memory. As symmetry in material structures is a ground for strength, and hills by erosion are worn to pyramids, so it is in thoughts. Yet the stability attained is not absolute, but only such stability as the circumstances require. Dramatic effect is not everywhere achieved, nor is it missed by the narrator where it is wanting, so that even the oldest and best-pruned legends are full of irrelevant survivals, contradictions, and scraps of nonsense. These literary blemishes are like embedded fossils and tell of facts which the mechanism of reproduction, for some casual reason, has not obliterated. The recorder of verbal tradition religiously sets down its inconsistencies and leaves in the transfigured chronicle many tell-tale incidents and remarks which, like atrophied organs in an animal body, reveal its gradual formation. Art and a deliberate pursuit of unction or beauty would have thrown over this baggage. The automatic and pious minstrel carries it with him to the end.
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No history without documents.
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For these reasons there can be no serious history until there are archives and preserved records, although sometimes a man in a privileged position may compose interesting essays on the events and persons of his own time, as his personal experience has presented them to him. Archives and records, moreover, do not absolve a speculative historian from paying the same toll to the dramatic unities and making the same concessions to the laws of perspective which, in the absence of documents, turn tradition so soon into epic poetry. The principle that elicits histories out of records is the same that breeds legends out of remembered events. In both cases the facts are automatically foreshortened and made to cluster, as it were providentially, about a chosen interest. The historian’s politics, philosophy, or romantic imagination furnishes a vital nucleus for reflection. All that falls within that particular vortex is included in the mental picture, the rest is passed over and tends to drop out of sight. It is not possible to say, nor to think, everything at once; and the private interest which guides a man in selecting his materials imposes itself inevitably on the events he relates and especially on their grouping and significance.
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History is always written wrong, and so always needs to be rewritten. The conditions of expression and even of memory dragoon the facts and put a false front on diffuse experience. What is interesting is brought forward as if it had been central and efficacious in the march of events, and harmonies are turned into causes. Kings and generals are endowed with motives appropriate to what the historian values in their actions; plans are imputed to them prophetic of their actual achievements, while the thoughts that really preoccupied them remain buried in absolute oblivion. Such falsification is inevitable, and an honest historian is guilty of it only against his will. He would wish, as he loves the truth, to see and to render it entire. But the limits of his book and of his knowledge force him to be partial. It is only a very great mind, seasoned by large wisdom, that can lend such an accent and such a carrying-power to a few facts as to make them representative of all reality.
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Some historians, indeed, are so frankly partisan or cynical that they avowedly write history with a view to effect, either political or literary. Moralising historians belong to this school, as well as those philosophers who worship evolution. They sketch every situation with malice and twist it, as if it were an argument, to bring out a point, much as fashionable portrait-painters sometimes surcharge the characteristic, in order to make a bold effect at a minimum expense of time and devotion. And yet the truly memorable aspect of a man is that which he wears in the sunlight of common day, with all his generic humanity upon him. His most interesting phase is not that which he might assume under the lime-light of satirical or literary comparisons. The characteristic is after all the inessential. It marks a peripheral variation in the honest and sturdy lump. To catch only the heartless shimmer of individuality is to paint a costume without the body that supports it. Therefore a broad and noble historian sets down all within his apperception. His literary interests are forgotten; he is wholly devoted to expressing the passions of the dead. His ideal, emanating from his function and chosen for no extraneous reason, is to make his heroes think and act as they really thought and acted in the world.
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Nevertheless the opposite happens, sometimes to a marked and even scandalous degree. As legend becomes in a few generations preposterous myth, so history, after a few rehandlings and condensations, becomes unblushing theory. Now theory—when we use the word for a schema of things’ relations and not for contemplation of them in their detail and fulness—is an expedient to cover ignorance and remedy confusion. The function of history, if it could be thoroughly fulfilled, would be to render theory unnecessary. Did we possess a record of all geological changes since the creation we should need no geological theory to suggest to us what those changes must have been. Hypothesis is like the rule of three: it comes into play only when one of the terms is unknown and needs to be inferred from those which are given. The ideal historian, since he would know all the facts, would need no hypotheses, and since he would imagine and hold all events together in their actual juxtapositions he would need no classifications. The intentions, acts, and antecedents of every mortal would be seen in their precise places, with no imputed qualities or scope; and when those intentions had been in fact fulfilled, the fulfilments too would occupy their modest position in the rank and file of marching existence. To omniscience the idea of cause and effect would be unthinkable. If all things were perceived together and co-existed for thought, as they actually flow through being, on one flat phenomenal level, what sense would there be in saying that one element had compelled another to appear?
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The relation of cause is an instrument necessary to thought only when thought is guided by presumption. We say, “If this thing had happened, that other thing would have followed”—a hypothesis which would lapse and become unmeaning had we always known all the facts. For no supposition contrary to fact would then have entered discourse.
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Indirect methods of attaining it.
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This ideal of direct omniscience is, however, impossible to attain; not merely accidental frailties, but the very nature of things stands in the way. Experience cannot be suspended or sustained in being, because its very nucleus is mobile and in shifting cannot retain its past phases bodily, but only at best some trace or representation of them. Memory itself is an expedient by which what is hopelessly lost in its totality may at least be partly kept in its beauty or significance; and experience can be enlarged in no other way than by carrying into the moving present the lesson and transmitted habit of much that is past. History is naturally reduced to similar indirect methods of recovering what has lapsed. The historian’s object may be to bring the past again before the mind in all its living reality, but in pursuing that object he is obliged to appeal to inference, to generalisation, and to dramatic fancy. We may conveniently distinguish in history, as it is perforce written by men, three distinct elements, which we may call historical investigation, historical theory, and historical romance.
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Historical research a part of physics.
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Historical investigation is the natural science of the past. The circumstance that its documents are usually literary may somewhat disguise the physical character and the physical principles of this science; but when a man wishes to discover what really happened at a given moment, even if the event were somebody’s thought; he has to read his sources, not for what they say, but for what they imply. In other words, the witnesses cannot be allowed merely to speak for themselves, after the gossiping fashion familiar in Herodotus; their testimony has to be interpreted according to the laws of evidence. The past needs to be reconstructed out of reports, as in geology or archæology it needs to be reconstructed out of stratifications and ruins. A man’s memory or the report in a newspaper is a fact justifying certain inferences about its probable causes according to laws which such phenomena betray in the present when they are closely scrutinised. This reconstruction is often very difficult, and sometimes all that can be established in the end is merely that the tradition before us is certainly false; somewhat as a perplexed geologist might venture on no conclusion except that the state of the earth’s crust was once very different from what it is now.
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Verification here indirect.
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A natural science dealing with the past labours under the disadvantage of not being able to appeal to experiment. The facts it terminates upon cannot be recovered, so that they may verify in sense the hypothesis that had inferred them. The hypothesis can be tested only by current events; it is then turned back upon the past, to give assurance of facts which themselves are hypothetical and remain hanging, as it were, to the loose end of the hypothesis itself. A hypothetical fact is a most dangerous creature, since it lives on the credit of a theory which in turn would be bankrupt if the fact should fail. Inferred past facts are more deceptive than facts prophesied, because while the risk of error in the inference is the same, there is no possibility of discovering that error; and the historian, while really as speculative as the prophet, can never be found out.
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Most facts known to man, however, are reached by inference, and their reality may be wisely assumed so long as the principle by which they are inferred, when it is applied in the present, finds complete and constant verification. Presumptions involved in memory and tradition give the first hypothetical facts we count upon; the relations which these first facts betray supply the laws by which facts are to be concatenated; and these laws may then be used to pass from the first hypothetical facts to hypothetical facts of a second order, forming a background and congruous extension to those originally assumed. This expansion of discursive science can go on for ever, unless indeed the principles of inference employed in it involve some present existence, such as a skeleton in a given tomb, which direct experience fails to verify. Then the theory itself is disproved and the whole galaxy of hypothetical facts which clustered about it forfeit their credibility.
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Futile ideal to survey all facts.
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Historical investigation has for its aim to fix the order and character of events throughout past time in all places. The task is frankly superhuman, because no block of real existence, with its infinitesimal detail, can be recorded, nor if somehow recorded could it be dominated by the mind; and to carry on a survey of this social continuum ad infinitum would multiply the difficulty. The task might also be called infrahuman, because the sort of omniscience which such complete historical science would achieve would merely furnish materials for intelligence: it would be inferior to intelligence itself. There are many things which, as Aristotle says, it is better not to know than to know—namely, those things which do not count in controlling the mind’s fortunes nor enter into its ideal expression. Such is the whole flux of immediate experience in other minds or in one’s own past; and just as it is better to forget than to remember a nightmare or the by-gone sensations of sea-sickness, so it is better not to conceive the sensuous pulp of alien experience, something infinite in amount and insignificant in character.
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An attempt to rehearse the inner life of everybody that has ever lived would be no rational endeavour. Instead of lifting the historian above the world and making him the most consummate of creatures, it would flatten his mind out into a passive after-image of diffuse existence, with all its horrible blindness, strain, and monotony. Reason is not come to repeat the universe but to fulfil it. Besides, a complete survey of events would perforce register all changes that have taken place in matter since time began, the fields of geology, astronomy, palæontology, and archæology being all, in a sense, included in history. Such learning would dissolve thought in a vertigo, if it had not already perished of boredom. Historical research is accordingly a servile science which may enter the Life of Reason to perform there some incidental service, but which ought to lapse as soon as that service is performed.
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The profit of studying history lies in something else than in a dead knowledge of what happens to have happened. A seductive alternative might be to say that the profit of it lies in understanding what has happened, in perceiving the principles and laws that govern social evolution, or the meaning which events have. We are hereby launched upon a region of physico-ethical speculation where any man with a genius for quick generalisation can swim at ease. To find the one great cause why Borne fell, especially if no one has ever thought of it before, or to expound the true import of the French Revolution, or to formulate in limpid sentences the essence of Greek culture—what could be more tempting or more purely literary? It would ill become the author of this book to decry allegorical expressions, or a cavalierlike fashion of dismissing whole periods and tendencies with a verbal antithesis. We must have exercises in apperception, a work of imagination must be taken imaginatively, and a landscape painter must be suffered to be, at his own risk, as impressionistic as he will.
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If Raphael, when he was designing the School of Athens, had said to himself that Aristotle should point down to a fact and Plato up to a meaning, or when designing the Disputa had conceived that the proudest of intellects, weary of argument and learning, should throw down his books and turn to revelation for guidance, there would have been much historical pertinence in those conceptions; yet the figures would have been allegorical, contracting into a decorative design events that had been dispersed through centuries and emotions that had only cropped up here and there, with all manner of variations and alloys, when the particular natural situation had made them inevitable. So the Renaissance might be spoken of as a person and the Reformation as her step-sister, and something might be added about the troubles of their home life; but would it be needful in that case to enter a warning that these units were verbal merely, and that the phenomena and the forces really at work had been multitudinous and infinitesimal?
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In fine, historical terms mark merely rhetorical unities, which have no dynamic cohesion, and there are no historical laws which are not at bottom physical, like the laws of habit—those expressions of Newton’s first law of motion. An essayist may play with historical apperception as long as he will and always find something new to say, discovering the ideal nerve and issue of a movement in a different aspect of the facts. The truly proportionate, constant, efficacious relations between things will remain material. Physical causes traverse the moral units at which history stops, determining their force and duration, and the order, so irrelevant to intent, in which they succeed one another. Even the single man’s life and character have subterranean sources; how should the outer expression and influence of that character have sources more superficial than its own? Yet we cannot trace mechanical necessity down to the more stable units composing a personal mechanism, and much less, therefore, to those composing a complex social evolution. We accordingly translate the necessity, obviously lurking under life’s commonplace yet unaccountable shocks, into verbal principles, names for general impressive results, that play some rôle in our ideal philosophy. Each of these idols of the theatre is visible only on a single stage and to duly predisposed spectators. The next passion affected will throw a differently coloured calcium light on the same pageant, and there will be no end of rival evolutions and incompatible ideal principles crossing one another at every interesting event.
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Such a manipulation of history, when made by persons who underestimate their imaginative powers, ends in asserting that events have directed themselves prophetically upon the interests which they arouse. Apart from the magic involved and the mockery of all science, there is a difficulty here which even a dramatic idealist ought to feel. The interests affected are themselves many and contrary. If history is to be understood teleologically, which of all the possible ends it might be pursuing shall we think really endowed with regressive influence and responsible for the movement that is going to realise it? Did Columbus, for instance, discover America so that George Washington might exist and that some day football and the Church of England may prevail throughout the world? Or was it (as has been seriously maintained) in order that the converted Indians of South America might console Saint Peter for the defection of the British and Germans? Or was America, as Hegel believed, ideally superfluous, the absolute having become self-conscious enough already in Prussia? Or shall we say that the real goal is at an infinite distance and unimaginable by us, and useless, therefore, for understanding anything?
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In truth, whatever plausibility the providential view of a given occurrence may have is dependent on the curious limitation and selfishness of the observer’s estimations. Sheep are providentially designed for men; but why not also for wolves, and men for worms and microbes? If the historian is willing to accept such a suggestion, and to become a blind worshipper of success, applauding every issue, however lamentable for humanity, and calling it admirable tragedy, he may seem for a while to save his theory by making it mystical; yet presently this last illusion will be dissipated when he loses his way in the maze and finds that all victors perish in their turn and everything, if you look far enough, falls back into the inexorable vortex. This is the sort of observation that the Indian sages made long ago; it is what renders their philosophy, for all its practical impotence, such an irrefragable record of experience, such a superior, definitive perception of the flux. Beside it, our progresses of two centuries and our philosophies of history, embracing one-quarter of the earth for three thousand years, seem puerile vistas indeed. Shall all eternity and all existence be for the sake of what is happening here to-day, and to me? Shall we strive manfully to the top of this particular wave, on the ground that its foam is the culmination of all things for ever?
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There is a sense, of course, in which definite political plans and moral aspirations may well be fulfilled by events. Our ancestors, sharing and anticipating our natures, may have had in many respects our actual interests in view, as we may have those of posterity. Such ideal co-operation extends far, where primary interests are concerned; it is rarer and more qualified where a fine and fragile organisation is required to support the common spiritual life. Even in these cases, the aim pursued and attained is not the force that operates, since the result achieved had many other conditions besides the worker’s intent, and that intent itself had causes which it knew nothing of. Every “historical force” pompously appealed to breaks up on inspection into a cataract of miscellaneous natural processes and minute particular causes. It breaks into its mechanical constituents and proves to have been nothing but an effet d’ensemble produced on a mind whose habits and categories are essentially rhetorical.
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A moral critique of the past is possible.
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This sort of false history or philosophy of history might be purified, like so many other things, by self-knowledge. If the philosopher in reviewing events confessed that he was scrutinising them in order to abstract from them whatever tended to illustrate his own ideals, as he might look over a crowd to find his friends, the operation would become a perfectly legitimate one. The events themselves would be left for scientific inference to discover, where credible reports did not testify to them directly; and the causes of events would be left to some theory of natural evolution, to be stated, according to the degree of knowledge attained, in terms more and more exact and mechanical. In the presence of the past so defined imagination and will, however, would not abdicate their rights, and a sort of retrospective politics, an estimate of events in reference to the moral ideal which they embodied or betrayed, might supervene upon positive history. This estimate of evolution might well be called a philosophy of history, since it would be a higher operation performed on the results of natural science, to give a needful basis and illustration to the ideal. The present work is an essay in that direction.

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The Life of Reason: The Phases of Human Progress, Project Gutenberg eBook #15000

CHAPTER I (continued 1) CHAPTER III (continued 2)